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基于多导睡眠图的针刺失眠预测研究

PSG-Based Prediction of Acupuncture Efficacy in Insomnia

  • 摘要: 失眠作为慢性健康问题,严重影响患者生活质量与心理健康。中医针刺疗法虽广泛用于失眠治疗,但因个体疗效差异显著,且缺乏治疗前预测机制,制约了精准医学发展。为此,基于治疗前多导睡眠图参数,构建了融合特征工程与多模型集成学习的疗效预测框架。针对小样本与类别不平衡问题,采用自适应合成采样方法扩充训练集,并通过递归特征消除交叉验证筛选最优特征子集。比较支持向量机、随机森林、逻辑回归、XGBoost及人工神经网络五种分类模型在分层3折与留一交叉验证下的性能。结果显示,支持向量机在分层交叉验证中准确率为80.00%,加权F1值83.75%,但在留一验证中性能下降;随机森林与XGBoost在两种验证中均表现稳定,其中随机森林在留一验证中准确率达90.00%,F1分数85.26%。SHAP分析表明,“睡眠潜伏期”与“深睡眠”在多模型中重要性一致,具备良好生理解释性与泛化能力。基于关键特征构建的简化预测规则在独立测试集中敏感度为83%,特异度为71%,可有效识别高应答人群。进一步提出基于预测结果的分层干预策略,前瞻性验证显示其可显著提升低应答人群治疗响应率。

     

    Abstract: Insomnia is a chronic health condition that significantly impairs patients’ quality of life and mental well-being. Although acupuncture is widely used in the treatment of insomnia due to its safety and efficacy, significant inter-individual variability in treatment response and the absence of a pre-treatment predictive mechanism limit the development of precise medication. To address this issue, a predictive framework integrating feature engineering and multi-model ensemble learning was constructed based on pre-treatment polysomnographic parameters. To handle the small sample size and class imbalance, adaptive synthetic sampling was applied to expand the training set, and recursive feature elimination with cross-validation was used to select the optimal feature subset. Five classification models—support vector machine, random forest, logistic regression, XGBoost, and artificial neural network—were compared using stratified 3-fold and leave-one-out cross-validation. Results indicated that support vector machine achieved an accuracy of 80.00% and a weighted F1-score of 83.75% under stratified cross-validation, but its performance declined in leave-one-out validation. In contrast, random forest and XGBoost demonstrated consistent stability and robustness across both validation methods, with random forest achieving the highest leave-one-out cross-validation accuracy of 90.00% and an F1-score of 85.26%. SHAP analysis revealed that "sleep latency" and "deep sleep" were consistently identified as important features across multiple models, demonstrating strong physiological interpretability and generalizability. A simplified prediction rule based on these key features achieved a sensitivity of 83% and specificity of 71% in an independent test set, enabling effective identification of potential high-responders. A stratification strategy based on prediction results was further proposed, and prospective validation confirmed its efficacy in significantly improving the treatment response rate among initial low-responders.

     

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